Ongoing Fee Arrangements (OFAs)

Key Obligations and Requirements: Background Information Ongoing fee arrangements (OFAs) are agreements between financial advisers and their clients where fees are charged on a regular basis for ongoing services. These arrangements are designed to ensure that clients...

ASIC Enforcement Priorities

The Australian Securities and Investments Commission (ASIC) has outlined its enforcement priorities for 2025, emphasising a robust approach to breach self-reporting and targeting a range of misconducts across various sectors. This strategic focus aims to enhance...