review that your key obligations are being met and operating effectively.

licensee health check

A whole-of-business “health check” that assesses whether key obligations are identified, owned, operating effectively, and evidenced — with a practical roadmap you can action.

Ideal for

  • Small-to-medium licensees wanting an independent view of their controls

  • Boards/Responsible Managers seeking assurance reporting

  • Businesses preparing for audits, growth, acquisitions, or change events

  • Assurance reporting for your year-end reporting

WHAT WE REVIEW

Your health check is tailored, but commonly covers:

  • Governance: responsibilities, reporting rhythms, decision records

  • Monitoring & supervision: frameworks, QA, incident management

  • Breach management and escalation pathways

  • Training and competence records

  • Key registers and recordkeeping (as applicable to your licence)

  • Outsourcing and third-party oversight   

  • Policy and procedure currency (what exists vs what’s actually used)

    WHAT YOU WILL RECEIVE

    • A clear health rating by topic area (strengths + gaps)

    • Recommendations to strengthen evidence and reduce operational drag

    • Optional working session to embed changes and assign owners

    TYPICAL TIMING

    • 2–4 weeks depending on scope, interviews, and document readiness

    OPTIONAL ADD ONS

    • Board/leadership briefing pack and presentation

    • Remediation support (implementing registers, workflows, reporting)

    • Ongoing assurance cadence (quarterly pulse checks)