Licensing Solutions for AFSL & ACL – from Scope to “Go Live”
Our Comprehensive Licensing Solutions
We work with you end-to-end to: define authorisations, validate Responsible Manager alignment, build the core framework and policies, and manage the ASIC process so you’re ready to operate with confidence.
licensing services
Our licensing services are comprehensive, and whilst there are differences between the AFSL and ACL process they essentially follow the same process:
Determine Authorisations
We assist you in identifying what your licensing needs are, based on the services you intend to offer and the clients you intend to service
submit your application
Lodge your application and respond to ASIC queries in relation to the application and development of any additional documentation.
responsible managers
We assist in identifying Responsible Managers for your business. We will even train them on their obligations.
be business ready
Obtaining a licence is just the start of your new way of operating. You will need to establish disclosure documents, register your Representatives etc and we assist with these.
prepare application
Coordinate in conjunction with the business the Licence Application – inclusive of relevant policies and development of proof documentation.
ongoing management
The obligations of an AFSL or ACL are ongoing. We work with licensees to manage these obligations through our ongoing programs.