GRC Essentials is your partner for all things governance, risk and compliance (sounds heavy but we’ve got you!). We work collaboratively with small to medium sized Australian Financial Services and Australian Credit Licensees.

We offer a holistic service, or can just be there when you need us.

Your business is our business!

Governance Risk & Compliance Consulting

GRC Essentials is your dedicated partner in governance, risk, and compliance, specifically tailored for Australian Financial Service and Australian Credit Licensees. We excel at piecing together the GRC Puzzle for our clients by identifying their obligations and developing, implementing, and managing comprehensive programs and policies that provide peace of mind. Our expert team understands the unique needs of small to medium licensees. In today’s ever-evolving regulatory landscape, the burden of compliance is growing, and businesses encounter challenges not only in recognising their requirements but also in executing and managing effective programs with limited resources. Our solutions are designed not just to meet the intricate regulatory demands faced by licensees but also to enhance operational efficiencies. Partner with us, a recognised leader in the field, and let us assist you in crafting solutions that will effectively address your governance, risk, and compliance needs, allowing you to concentrate on what you do best—growing your business and serving your clients.

Explore Our Exceptional Services

Licensing Solutions

Expert guidance on obtaining your Australian Financial Service Licence and Australian Credit Licence. We provide comprehensive support with authorisation scopes, application compilation or review, and efficient management of the ASIC process.

Assurance

We specialize in delivering in-depth Licensee Reviews, meticulous Client File Reviews for both General and Personal Advice, and thorough evaluations of Retail and Wholesale practices, alongside robust AML Program Reviews.

Compliance Risk Programs

We work closely with you to design, implement, and manage compliance and risk management frameworks that are perfectly suited to your unique business needs.

Meeting Management

We assist clients with the development of Compliance, Risk, Training, Audit Committees, compilation of agendas, minutes and management of action items.

GRCPlus Platform

Our innovative portal empowers clients to effortlessly manage their Registers, Recording Keeping, Policies, and Assurance Management. Discover more by clicking here.

Policies and Procedures

We collaborate closely with our clients to ensure effective AFSL and ACL compliance, focusing on design, implementation, and ongoing management.  This is supported by a customised range of policies for their business.